Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM SD 

Specialized Disclosure Report


Dell Technologies Inc.
(Exact name of the registrant as specified in its charter) 


Delaware 001-37867
(State or other jurisdiction of incorporation) (Commission File Number)
One Dell Way, Round Rock, Texas
78682
(Address of principal executive offices)(Zip Code)

Richard J. Rothberg, Esq.
General Counsel and Secretary
(800) 289-3355 
(Name and telephone number, including area code, of the person to contact in connection with this report.)


Check the appropriate box to indicate the rule pursuant to which this form is being filed: 

þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

o Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ____.




Section 1 — Conflict Minerals Disclosure 

Item 1.01    Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

A copy of the Conflict Minerals Report of Dell Technologies Inc. for the period January 1, 2023 to December 31, 2023 required by Item 1.01 is filed as Exhibit 1.01 hereto and is publicly available at
https://corporate.delltechnologies.com/content/dam/delltechnologies/assets/corporate/pdf/progress-made-real-reports/dell-technologies-conflictminerals-report.pdf.

Item 1.02    Exhibit 

The Conflict Minerals Report of Dell Technologies Inc. for the period January 1, 2023 to December 31, 2023 required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 3 — Exhibits

Item 3.01    Exhibits

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DELL TECHNOLOGIES INC.
(Registrant)
By:/s/ Richard J. RothbergMay 31, 2024
Richard J. Rothberg, Esq.
General Counsel and Secretary
Date
 (Duly Authorized Officer)

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Document

Exhibit 1.01

Dell Technologies
Conflict Minerals Report


Introduction

This Conflict Minerals Report for Dell Technologies Inc. (individually and together with its consolidated subsidiaries, “Dell” or “we,” “us,” and “our”) is filed with the Securities and Exchange Commission (the “SEC”) as an exhibit to Dell’s Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting year ended December 31, 2023 (the “Reporting Period”). The Rule imposes disclosure of certain due diligence and reporting obligations on SEC reporting companies whose manufactured products or products contracted to be manufactured contain “conflict minerals” that are necessary to the functionality or production of Dell products. The Rule defines “conflict minerals” as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives limited to tin, tantalum, tungsten, and gold, also referred to as “3TG.”

Dell Products Covered by this Report

This Report relates to products: (i) for which conflict minerals are necessary to the functionality or production of such products; (ii) that were manufactured, or contracted to be manufactured, by Dell; and (iii) for which the manufacture was completed during the Reporting Period (the “Covered Products”). The Covered Products include the following product categories manufactured or contracted to be manufactured by Dell in the Reporting Period: branded hardware, such as desktop PCs, notebooks and tablets; branded and third-party peripherals, such as monitors and projectors; and server, storage, and networking products.

Overview of Dell’s Conflict Minerals Program

Dell supports and respects the protection of internationally proclaimed human rights of all people, including the basic human rights of our employees and workers within our supply chain.

Dell manufactures and contracts to manufacture products for which 3TG minerals are necessary to their functionality or production. As a manufacturer of technology products, Dell does not purchase 3TG directly from mines, smelters, or refiners, but does procure components and materials that may contain 3TG.

Therefore, Dell collaborates with suppliers, industry peers, and other stakeholders to ensure our products do not contain 3TG whose sale directly or indirectly finances armed conflict or contributes to human rights violations. In order to comply with the Rule, Dell conducts a good-faith Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any necessary 3TG contained in the Covered Products originated in the Democratic Republic of the Congo (the “DRC”), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (together, the “Covered Countries”), or were from recycled or scrap sources.

Dell’s due diligence process is designed to align with the five-step due diligence framework set forth in the Organisation for Economic Co-operation and Development’s “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, 3rd Edition (2016)” and the related Supplements for 3TG (the “OECD framework”).

We participate in multi-stakeholder initiatives such as the Responsible Minerals Initiative (“RMI”). RMI provides tools such as the Conflict Minerals Reporting Template (“CMRT”) and oversees the Responsible Minerals Assurance Process (“RMAP”), which is one of three approved third-party audit schemes that verify that sourcing practices of actors at identified points in the supply chain (i.e., 3TG smelters or refiners (“SORs”)) are aligned to the OECD framework. We use these tools, RMI guidance, and the OECD framework to conduct due diligence on our 3TG supply chain and drive our minerals sourcing actions towards the goals established at the beginning of the Reporting Period. This includes a 100 percent CMRT response rate by in-scope suppliers and increasing the number of smelters and refiners participating in an approved third-party audit.


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Reasonable Country of Origin Inquiry

Deploying a CMRT survey to relevant suppliers, conducting a smelter and refiner review, and considering other third-party data constituted the Reasonable Country of Origin Inquiry (“RCOI”). This RCOI, combined with our risk assessment and mitigation efforts described in this report, represents Dell’s efforts to trace the source of 3TG in our supply chain to country of origin and the mine or location of origin as necessary. Based on the RCOI findings, Dell performed further due diligence on 3TG contained in Covered Products that may originate from SORs that may, or that are known to, source from Covered Countries. The results of the RCOI investigation are reported under “Due Diligence Results.”

Due Diligence Process

Design of Due Diligence Measures

Dell’s due diligence measures have been designed to conform, in all material respects, with the OECD framework.

Dell’s due diligence included the following elements of the OECD framework:

Step 1: Establish strong company management system
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audits of supply chain due diligence at identified points in the supply chain
Step 5: Report on supply chain due diligence

Due Diligence Performed

Step 1: Establish Strong Company Management System

Dell has established a management system to determine the source and chain of custody of 3TG in its supply chain.

Responsible Sourcing Policies. Dell abides by, and is held accountable to, the Responsible Business Alliance (“RBA”) Code of Conduct and Dell’s Supplier Principles, which require direct material suppliers to comply with Dell’s Responsible Sourcing Policy, maintain a conflict minerals policy, and conduct due diligence on the source and chain of custody of materials in their products to reasonably assure they do not come from conflict sources.

Control System. Dell surveys its supply chain annually using the CMRT. This survey is the primary mechanism for identifying smelters and refiners that supply 3TG to components within Dell’s supply chain and assessing the risk that 3TG is sourced from a Covered Country. Following the collection of smelter and refiner data from suppliers, Dell uses RMI’s RMAP (and, as applicable, the London Bullion Market Association’s (“LBMA”) or Responsible Jewellery Council (“RJC”) equivalent schemes) to determine whether each smelter and refiner identified through the CMRT is participating in a third-party audit program and to determine the country of origin of 3TG used by the smelters and refiners in our supply chain.

Supplier Engagement. Responsible sourcing is embedded in Dell’s supply chain management business processes. In addition to reviewing each CMRT received for completeness and communicating and confirming compliance with any required corrective actions, we incorporate metrics on suppliers’ adherence to Dell’s expectations in scorecards used in quarterly business reviews. These metrics are communicated to suppliers alongside other measures of supply chain performance (e.g., quality, cost, and availability).

Internal Team. Dell has a team of individuals dedicated to responsible sourcing management who report to the Senior Director for Supply Chain Assurance. These individuals work closely with other supply chain teams, such as the relevant Dell procurement and engineering teams, to collect data from suppliers – and work with them in the event of errors or non-compliance. Performance is regularly communicated to those aforementioned teams via monthly reports and escalation protocols.

Alignment and approval of policies, supplier requirements, communications and risk management are addressed in monthly Assurance Working Council meetings, comprised of the supply chain leadership team. Any public reporting, including this Conflict Minerals Report, is subject to verification and approval from the Legal and Environmental, Social & Governance (“ESG”) departments, before final approval by the Chief Supply Chain Officer.

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Grievance Mechanism. Dell utilizes a third-party reporting tool that allows any internal or external parties, including those within our supply chain, to confidentially report ethics concerns or suspected misconduct. The reporting tool is accessible 24/7, available in multiple languages and offers the option of anonymous reporting. Dell also encourages the use of RMI’s Grievance Mechanism for mineral supply chain issues. Anonymous submissions can be made at https://www.responsiblemineralsinitiative.org/minerals-due-diligence-container/risk-management/rmi-grievance-mechanism/.

Dell does not retaliate against anyone who provides information or otherwise assists in an investigation or proceeding regarding any conduct the person reasonably believes constitutes a violation of applicable laws, regulations, or Dell policies.


Step 2: Identify and Assess Risks in the Supply Chain

A supplier is identified in-scope for Dell’s Conflict Minerals Program if it meets one or more of the following criteria:

supplies components to Dell that are known to, or could potentially, contain 3TG;
collects a specified percentage of Dell spend; or
is considered high-risk for manufacturing products that contain 3TG whose sale might benefit armed groups in the Covered Countries based on previously reported data.

Dell requests CMRTs from in-scope suppliers and expects them to disseminate this reporting requirement across the supply chain through a cascade approach. Suppliers are required to provide comprehensive, accurate data on 3TG acquired from their supply chain through the CMRT process. This data serves to identify and verify the smelters and refiners in our supply chain participating in RMAP (or, as applicable, the LBMA’s or RJC’s equivalent audit schemes). Collected CMRTs are analysed to ensure conformity with Dell’s policies and assessment.

Dell partners with a third-party software provider to manage the CMRT reporting campaign and confirm initial data validation (to ensure survey completeness), followed by a more in-depth review using internally-developed risk assessment criteria. These criteria evaluate the smelters and refiners identified as being in Dell’s supply chain and assess the supplier’s due diligence undertaken and other aspects of the supplier’s program (including existence of a conflict minerals policy and use of CMRT).

Step 3: Design and Implement a Strategy to Respond to Identified Risks

Dell is committed to promoting responsible sourcing through third-party verification of smelters and refiners. Suppliers are expected to use smelters and refiners designated to be conformant by RMAP or equivalent certifications, or who use 3TG minerals 100% from recycled or scrap sources.

Accordingly, Dell’s due diligence draws on RMI databases, customer engagements, and independent research to identify non-certified smelters and refiners or those at risk of benefitting armed groups in conflict-affected and high-risk areas, including the Covered Countries. In such events, Dell requires suppliers to remove the smelter or refiner in question from their supply chain.

This approach is enhanced by reviewing not only high-risk smelters and refiners, but also those that do not, or cannot, achieve third-party audit conformance. The relevant Dell procurement teams help engage suppliers to develop a plan to address smelters or refiners of concern, including identifying parts affected, material breakdown of parts, and timelines for completion. Progress is managed with executive oversight on both sides, with regular briefings leading to potentially impacted scoring in quarterly business reviews. If the issue is not resolved, alternative sourcing will be pursued.

To expedite such processes, there is a focus on ensuring that data collection targets parts and sub-tier suppliers directly in the supply chain for Dell products. We continue to review opportunities to improve surveying and reporting capabilities, with supplier collaboration of paramount importance to this process.

Step 4: Carry Out Independent Third-Party Audits of Supply Chain Due Diligence at Identified Points in the Supply Chain

As a downstream company, Dell uses RMAP (or, as applicable, the LBMA’s or RJC’s equivalent audit schemes) for smelter and refiner audits to assess risks from the mine to the smelter or refiner. Dell requires that suppliers use smelters that participate in such audits or the supplier will be required to remove the non-compliant smelter from Dell’s supply chain. Participation in independent, third-party certification programs provides assurance that smelters
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and refiners have enough systems and controls in place to ensure their sourcing practices align with the OECD Guidance and do not support conflict in the DRC or adjacent countries. Through our membership and participation in RMI, we continue to support the development and implementation of tools and processes aimed at advancing cross-industry due diligence practices.

Step 5: Report on Supply Chain Due Diligence

This report and Dell’s Form SD will be filed with the SEC and be publicly available at www.sec.gov
and www.dell.com/supplychain.

Dell also provides information related to social and environmental responsibility on our website and in our annual ESG report.

References to Dell’s website are provided for convenience only, and its contents are not incorporated by reference into this report nor are they deemed filed with the SEC.

Due Diligence Results

100% of in-scope suppliers identified as in Dell’s supply chain during the Reporting Period provided a CMRT in response to our survey request. Based on the responses, 241 unique 3TG smelter or refiner facilities were identified. Our work to increase the number of smelters and refiners participating in approved third-party audits resulted in the designation of 235 smelters and refiners (98 percent) reported in Dell’s supply chain as conformant1 as of March 31, 2024. The remaining smelters and refiners are considered by Dell to be non-compliant either because they recently stopped participating in a third-party audit or were not willing to complete a third-party audit within established timelines. We are collaborating with our suppliers to transition away from the remaining non-compliant entities according to the risk mitigation strategy previously noted.

As a result of our due diligence, Dell found no reason to conclude that any smelter or refiner reported in Dell’s supply chain sourced 3TG that directly or indirectly financed or benefited armed groups in the Covered Countries. Of the 241 smelters and refiners identified, 40 were known to be sourcing from the DRC or an adjoining country, and all are designated as “Third-Party Audit Conformant”.

Many suppliers returned CMRTs encompassing their entire supply chains, rather than focusing only on smelters or refiners who supplied 3TG used in materials or components incorporated into Dell’s Covered Products; therefore, some smelters and refiners reported might not be providing material for Dell products. Dell continues to work with suppliers throughout its supply chain to assess and improve their information, reporting quality, and capacity, considering supply chain fluctuations and other changes in status or scope and relationships over time. The full list of smelters and refiners reported by our suppliers is published in Appendix A.

The list of countries from which we believe 3TG in our Covered Products may have originated is published in Appendix B. Some 3TG also originates from recycled or scrap sources.

Continuous Improvement to Mitigate Risk

Dell will continue taking the following steps, among others, to improve the due diligence conducted and to further mitigate the risk of sourcing 3TG that benefits armed groups from the Covered Countries:

1) Work closely with suppliers to obtain necessary information on the origin of 3TG contained in materials or components used in the Covered Products.

2) Work with supply chain actors through engagement with RMI to promote smelter and refiner participation in RMAP and other equivalent third-party certifications.

3) Monitor incidents related to OECD Annex II risks to assess their impact on Dell’s supply chain.

4) Partner with organizations dedicated to supporting mining communities and contributing to ethical sourcing of minerals.

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[1] In addition to smelters and refiners that are designated by RMAP as“Active” and/or “Conformant”, Dell includes smelters and refiners with equivalent assurance (that is, London Bullion Market Association (“LBMA”) Good Delivery List or Responsible Jewellery Council (“RJC”) Member Register).

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Cautionary Statement about Forward-Looking Statements

Statements in this report that relate to future events are forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934 and Section 27A of the Securities Act of 1933 and are based on Dell’s current expectations. In some cases, you can identify these statements by such forward-looking words as “anticipate,” “believe,” “confidence,” “could,” “estimate,” “expect,” “guidance,” “intend,” “may,” “objective,” “outlook,” “plan,” “project,” “possible,” “potential,” “should,” “will” and “would,” or similar words or expressions that refer to future events or outcomes. Dell’s results or events in future periods could differ materially from those expressed or implied by these forward-looking statements because of risks, uncertainties, and other factors, including those risks described in its reports filed with the SEC, including Dell’s Annual Report on Form 10-K for the fiscal year ended February 2, 2024, quarterly reports on Form 10-Q, and current reports on Form 8-K. These filings are available for review through the SEC’s website at www.sec.gov. Any or all forward-looking statements Dell makes may turn out to be wrong and can be affected by inaccurate assumptions Dell might make or by known or unknown risks, uncertainties, and other factors, including those identified in this report. Accordingly, you should not place undue reliance on the forward-looking statements made in this report, which speak only as of its date. Dell does not undertake to update, and expressly disclaims any duty to update, its forward-looking statements, whether as a result of circumstances or events that arise after the date they are made, new information, or otherwise.


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Appendix A: Dell Smelter and Refiner List

This list is based on Dell supplier data for the Reporting Period. In many cases, suppliers provided information encompassing their entire supply chain, so this information is not limited to facilities that contributed 3TG used only in Dell products. As a result, we are unable to confirm whether our products in fact contain 3TG from all these sources. This list only includes facilities reported by suppliers as of March 31, 2024.

MetalSmelter NameSmelter Country
TungstenA.L.M.T. Corp.JAPAN
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICA
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenKennametal FallonUNITED STATES OF AMERICA
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAM
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCHINA
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenTANIOBIS Smelting GmbH & Co. KGGERMANY
TungstenMasan High-Tech MaterialsVIET NAM
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenNiagara Refining LLCUNITED STATES OF AMERICA
TungstenChina Molybdenum Tungsten Co., Ltd.CHINA
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenHubei Green Tungsten Co., Ltd.CHINA
TungstenCronimet Brasil LtdaBRAZIL
TungstenFujian Xinlu Tungsten Co., Ltd.CHINA
TungstenTungsten Vietnam Joint Stock CompanyVIET NAM
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
TinAlphaUNITED STATES OF AMERICA
TinPT Aries Kencana SejahteraINDONESIA
TinPT Premium Tin IndonesiaINDONESIA
TinDowaJAPAN
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
TinEstanho de Rondonia S.A.BRAZIL
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TinFenix MetalsPOLAND
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinChina Tin Group Co., Ltd.CHINA
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMineracao Taboca S.A.BRAZIL
TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinJiangxi New Nanshan Technology Ltd.CHINA
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinPT Artha Cipta LanggengINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Bukit TimahINDONESIA
TinPT Mitra Stania PrimaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Refined Bangka TinINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Timah Tbk KundurINDONESIA
TinPT Timah Tbk MentokINDONESIA
TinPT Timah NusantaraINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tommy UtamaINDONESIA
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinThaisarcoTHAILAND
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINA
TinCV Venus Inti PerkasaINDONESIA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinPT ATD Makmur Mandiri JayaINDONESIA
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinCV Ayi JayaINDONESIA
TinPT Rajehan AriqINDONESIA
TinPT Cipta Persada MuliaINDONESIA
TinResind Industria e Comercio Ltda.BRAZIL
TinSuper LigasBRAZIL
TinAurubis BeerseBELGIUM
TinAurubis BerangoSPAIN
TinPT Bangka Prima TinINDONESIA
TinPT Sukses Inti MakmurINDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
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TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinPT Bangka SerumpunINDONESIA
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinMa'anshan Weitai Tin Co., Ltd.CHINA
TinPT Rajawali Rimba PerkasaINDONESIA
TinLuna Smelter, Ltd.RWANDA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TinPrecious Minerals and Smelting LimitedINDIA
TinPT Mitra Sukses GlobalindoINDONESIA
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZIL
TinCRM SynergiesSPAIN
TinFabrica Auricchio Industria e Comercio Ltda.BRAZIL
TinDS MyanmarMYANMAR
TinPT Putera Sarana Shakti (PT PSS)INDONESIA
TinMining Minerals Resources SARLCONGO, DEMOCRATIC REPUBLIC OF THE
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumF&X Electro-Materials Ltd.CHINA
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumJiujiang Tanbre Co., Ltd.CHINA
TantalumAMG BrasilBRAZIL
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumMineracao Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumNPM Silmet ASESTONIA
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
TantalumFIR Metals & Resource Ltd.CHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET de MexicoMEXICO
TantalumTANIOBIS Co., Ltd.THAILAND
TantalumTANIOBIS GmbHGERMANY
TantalumMaterion Newton Inc.UNITED STATES OF AMERICA
TantalumTANIOBIS Japan Co., Ltd.JAPAN
TantalumTANIOBIS Smelting GmbH & Co. KGGERMANY
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumGlobal Advanced Metals AizuJAPAN
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TantalumResind Industria e Comercio Ltda.BRAZIL
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINA
TantalumPowerX Ltd.RWANDA
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAgosi AGGERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsaka Riken Co., Ltd.JAPAN
GoldAurubis AGGERMANY
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden ABSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldDowaJAPAN
GoldEco-System Recycling Co., Ltd. East PlantJAPAN
GoldLT Metal Ltd.KOREA, REPUBLIC OF
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHeraeus Germany GmbH Co. KGGERMANY
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsahi Refining Canada Ltd.CANADA
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKojima Chemicals Co., Ltd.JAPAN
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OF
GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies S.A.SWITZERLAND
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GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
GoldNihon Material Co., Ltd.JAPAN
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldMKS PAMP SASWITZERLAND
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRoyal Canadian MintCANADA
GoldSamduck Precious Metals*KOREA, REPUBLIC OF
GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldShandong Gold Smelting Co., Ltd.CHINA
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldValcambi S.A.SWITZERLAND
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldSAFINA A.S.CZECHIA
GoldUmicore Precious Metals Thailand*THAILAND
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldT.C.A S.p.AITALY
GoldREMONDIS PMR B.V.NETHERLANDS
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
GoldSAAMPFRANCE
GoldL'Orfebre S.A.ANDORRA
Gold8853 S.p.A.ITALY
GoldItalpreziosiITALY
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GoldWIELAND Edelmetalle GmbHGERMANY
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldGGC Gujrat Gold Centre Pvt. Ltd.*INDIA
GoldBangalore RefineryINDIA
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldPlanta Recuperadora de Metales SpACHILE
GoldSafimet S.p.AITALY
GoldNH Recytech CompanyKOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd. North PlantJAPAN
GoldEco-System Recycling Co., Ltd. West PlantJAPAN
GoldAugmont Enterprises Private Limited*INDIA
GoldAlexy Metals*UNITED STATES OF AMERICA
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICA
GoldWEEEREFININGFRANCE
GoldGold by Gold ColombiaCOLOMBIA
GoldCoimpa Industrial LTDABRAZIL
* The smelter or refiner is in the process of removal as of the filing of this report and/or is no longer approved to be in Dell’s supply chain.

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Appendix B: Reasonable Country of Origin Inquiry List

The following list identifies countries from which 3TG in Dell’s products may have originated based on sourcing information disclosed during the third-party audit processes and RMI’s Reasonable Country of Origin Inquiry report dated March 31, 2024. The countries of origin of the 3TG processed by facilities listed in Appendix A, other than 3TG from recycled or scrap sources, are believed to be the following:
AustraliaIndiaSierra Leone
BeninIndonesiaSouth Africa
BoliviaLaosSouth Korea
BrazilMalaysiaSpain
BurundiMexicoSwaziland
CanadaMozambiqueSweden
ChileMyanmarTaiwan
ChinaNamibiaTanzania
ColombiaNicaraguaThailand
Congo, Democratic Republic of theNigerUnited Kingdom
EcuadorNigeriaUnited States of America
EritreaPapua New GuineaUzbekistan
EthiopiaPeruVenezuela
FrancePhilippinesVietnam
GhanaPortugalZimbabwe
GuineaRussia*
GuyanaRwanda

* Sourcing ceased during the calendar year in accordance with United States law.

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