SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Patterson Simon

(Last) (First) (Middle)
C/O SILVER LAKE EUROPE LLP
BROADBENT HOUSE, 65 GROSVENOR STREET

(Street)
LONDON X0 W1K 3JH

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/07/2016
3. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc [ DVMT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Mr. Patterson is a Managing Director at Silver Lake and is a member of the board of directors of Dell Technologies Inc. (the "Issuer"). Certain affiliates of Silver Lake have jointly filed separate Forms 3 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), reporting securities of the Issuer that they may be deemed to beneficially own. Mr. Patterson is filing this Form 3 individually and not pursuant to Rule 16a-3(j) under the Exchange Act, and expressly disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by affiliates of Silver Lake who have jointly filed separate Forms 3 pursuant to Rule 16a-3(j) under the Exchange Act.
No securities are beneficially owned.
/s/ Simon Patterson 09/07/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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